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Markets in Financial Instruments Directive II (MiFID II)
 
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Members :: Treasury Consulting LLP Pleased to Present Video titled - " Markets in Financial Instruments Directive II (MiFID II) ". Video would be covering about MiFID II like Multilateral Trading Facility (MTF), Organised Trading Facility (OTF) , Regulated Markets. Video would also be covering as how Feeders like Thomson Reuters , Bloomberg are having their Order Management Systems (OMS) , Execution Management Systems (EMS). You are most welcome to connect with us at 91-9899242978 (Handheld) , [email protected] , [email protected] , Skype ID ~ Rahul5327 , Twitter @ Rahumagan8 or our website - www.treasuryconsulting.in
Why MiFID matters to you
 
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This movie provides an overview of the European capital markets' regulatory landscape of today and looks at how we arrived here.
MiFID II Made Simple
 
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Capital Network's Glen Jones explains MiFID II and the accompanying changes to regulation.
Markets in Financial Instruments Directive
 
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The Markets in Financial Instruments Directive 2004/39/EC (known as "MiFID") as subsequently amended is a European Union law that provides harmonised regulation for investment services across the 31 member states of the European Economic Area (the 28 Member States of the European Union plus Iceland, Norway and Liechtenstein). The main objectives of the Directive are to increase competition and consumer protection in investment services. As of the effective date, 1 November 2007, it replaced the Investment Services Directive. MiFID is the cornerstone of the European Commission's Financial Services Action Plan whose 42 measures will significantly change how EU financial service markets operate. MiFID is the most significant piece of legislation introduced under the 'Lamfalussy' procedure designed to accelerate the adopting of legislation based on a four-level approach recommended by the Committee of Wise Men chaired by Baron Alexandre Lamfalussy. There are three other 'Lamfalussy Directives' — the Prospectus Directive, the Market Abuse Directive and the Transparency Directive. This video is targeted to blind users. Attribution: Article text available under CC-BY-SA Creative Commons image source in video
Views: 2093 Audiopedia
MIFID Revealed - The markets in financial instruments directive
 
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Learn about MIFID II here: https://isitc-europe.com/mifid-ii-mifir-demystified/ MIFID Revealed Contents: -Introduction by Gary Wright, MSI: https://youtu.be/JW-KPBvqEdw -MIFID overview presentation by Mark Jones, FSI -Panel Discussion with Richard Britton, Jonathan Eardley, Stephen Kell and Mike Jones ISITC Europe’s Mission is to promote operational efficiency in the global financial industry through education, design, standardisation and recommendation.
Views: 83 ISITC Europe
Mifid II regulations: the impact explained
 
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Rule changes have the potential to radically shake up how equity, bond and derivatives markets work, affecting everyone who trades and how they work across Europe and beyond ► Subscribe to FT.com here: http://bit.ly/2r8RJzM ► Subscribe to the Financial Times on YouTube: http://bit.ly/FTimeSubs For more video content from the Financial Times, visit http://www.FT.com/video Twitter https://twitter.com/ftvideo Facebook https://www.facebook.com/financialtimes
Views: 29308 Financial Times
MiFID II - The Financial Instruments Reference Data Systems (FIRDS)
 
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Members :: Treasury Consulting LLP Pleased to Present Video Titled - " MiFID II - The Financial Instruments Reference Data Systems (FIRDS) ". Video would be covering as how European Securities Markets Authority (ESMA) managing Pre Trade Workflows , Execution Workflows , Post Trade Work Flows and finally would move to FIRDS. You are most welcome to connect with us at 91-9899242978 (Handheld) , [email protected] , [email protected] , Skype ~ Rahul5327 , Twitter @ Rahulmagan8 or visit our website - www.treasuryconsulting.in
MiFID II @ PwC - Transaction Reporting
 
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Transaction reporting is seen as one of the MiFID II priorities for ESMA and the national competent authorities such as the FCA, BaFin and AMF. In this video we take a look at what has changed in the regulation, the challenges investment firms may face and finally provide some things for firms to consider in making their implementation a success.
Views: 9107 MiFID II @ PwC
MiFID II: insights on the new directive, with Tigrane Kibarian
 
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MiFID II is an ambitious reform enacted at the european level. It comprises many directives, regulations and technical standards. While MiFID stands for Markets in Financial Instruments Directive, this reform is not limited to the organisational structure for financial markets. It also applies to topics as varied as investment advice, investment products and the rules covering the organisation and governance of investment companies.
Views: 79 Barchen Formations
What is MiFID II Explained / What is MiFIR (in under 7 minutes)
 
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Christopher of Midshore Consulting (https://www.midshoreconsulting.com) gives you an introduction to MiFID II / MiFIR - including the need for change. If you're interested in learning more, subscribe to our channel for our free training videos!
MiFID II @ PwC - Market Transparency
 
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The MiFID II framework can roughly be divided into two main areas of regulation: investor protection and market infrastructure. In relation to market infrastructure we will witness a reorganization of the current trading landscape and experience an increase in requirements regarding transparency. Today’s webcast is intended to give you an overview of the new trading landscape as well as the extended transparency rules created by MiFID II.
Views: 5571 MiFID II @ PwC
Killik Explains: What MiFID II means for you
 
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The EU’s biggest financial rule book shake-up in a decade has just landed. This week I sum up what it means for private investors and their advisors.
Views: 7540 Killik & Co
MiFID
 
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Markets in Financial Instruments Directive
Views: 252 Vijay Kumar
How new financial rules like MiFID could impact traders
 
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Following the introduction new trading rules such as the Market in Financial Instruments Directive (MiFID), we put regulation in focus with Ricardo Evangelista of ActivTrades to find out what it means for traders. All financial products traded on margin carry a high degree of risk to your capital. They are not suited to all investors, please ensure that you fully understand the risks involved, and seek independent advice if necessary. The thoughts and opinions expressed here are solely those of the speaker and do not necessarily reflect the view of ActivTrades PLC. This video is solely for informational purposes and should not be regarded as advice or an invitation to trade. Application of the techniques, ideas, and suggestions presented is done at the viewer’s sole discretion and risk. ActivTrades is authorised and regulated by the Financial Conduct Authority, registration number 434413
Views: 57 ActivTrades UK
Understanding the Impact of MiFID II: Transaction Reporting and Derivatives
 
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The upcoming revision to the Markets in Financial Instruments Directive (MiFID II) will alter post-trade activities for a range of financial market participants. Firms are now facing the challenge of adapting their middle- and back-office activities to comply with the changes required to post-trade processing by MiFID II from January 2018. Visit http://www.dtcc.com/mifidii
Views: 1514 The DTCC
How will MiFID II impact the financial services industry?
 
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MiFID II presents a number of challenges for financial services firms. Find out more as experts from Barclays, Deloitte and IHS Markit share their views.
Views: 2223 Markit
Five Areas of Focus - Will You Be MiFID II Compliant? (1/4)
 
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Will you be MiFID II compliant? Find out by watching our MiFID II video series. Part 1 covers an introduction, timeline, and touches on the five main focus areas of MiFID II. Visit IMP's MiFID II Preparation page for additional guidance: http://www.impconsults.com/mifid2preparation/
Views: 11889 IMP Consulting
MiFID II and the effect on capital markets dealmaking
 
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MiFID II went into effect on January 3 this year, and three main areas are affected: allocation justification, transaction reporting, and order record keeping. We look at the implications for banks. https://goo.gl/uU1vxG
Views: 333 Dealogic
MiFID II – Changes to the Use of Investment Research
 
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On 3 January 2018, Europe will see the update to The Markets in Financial Instruments Directive (MiFID II) come into force. What does it mean for asset managers and firms?
Views: 1571 BCA Research
MiFID II, MiFIR, EMIR, interoperability and market access
 
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MiFID II, MiFIR and EMIR are key pieces of regulation that are reshaping the Financial Services landscape across the European Union. They place a broad range of obligations at a micro-level detailing how Financial Services firms should operate and report, which extend right through to the macro-level by recasting the actual structure of, and conduct within, key financial markets and product categories.
MiFID II transparency, transaction and reference data reporting service
 
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Find out how ready-packaged datasets from SIX can simplify the challenge of MiFID II reporting, by helping you source LEI and ISIN identifiers, identify pre-trade waivers and post-trade deferrals and establish a reference data framework.
Views: 1566 SIX
How will Mifid II effect trading
 
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Henrik Husman, head of Product Development at Nasdaq, recently participated in a panel discussion on the topic of European trading post MiFID II. Together with Daniel Wendin from SEB, Henrik talked about the challenges and opportunities that come with the new regulatory landscape. He also discussed what Nasdaq is doing to help its trading members and other market participants adapt to the upcoming changes, for example the launch of Auction on Demand.
Views: 978 Direkt Studios
Demo of UnaVista MiFIR Reporting
 
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When does MiFIR reporting begin? The MiFIR reporting obligations are set to go-live on January 2018. Which firms will be affected? MiFID II will have an impact on the European securities markets structure and specifically "investment firms". MiFID’s scope is extending under MiFIR to cover more asset classes, so more firms will be caught by the reporting obligations. Additionally, discretionary portfolio managers in the UK who currently rely on the report made by their EEA sell side brokers’ reports may find that they will need to report in their own name to the FCA under MiFIR. How will the MiFIR reporting affect you? Key points at a glance MiFIR will bring a significant expansion in the range of reportable instruments: Financial instruments admitted to trading or traded on a Trading Venue or which a request for trading has been made Trading venue = Regulated Market, MTF or an OTF Clearly adds FX, commodities and interest rate derivatives Financial instruments where the underlying is a financial instrument traded on a trading venue Increases the number of OTC derivatives to be reported and introduces requirement to report certain derivatives traded on third country derivative exchanges Financial instruments where the underlying is an index or a basket composed of instruments traded on a trading venue MiFIR will also increase the number of fields making up a transaction report to 81. There are likely to be significant new additions including: Trader or Algo identifier to identify the individual trader executing the transaction or the algorithm used. A field to identify when the trader is short selling. Additionally, the trader and client identification requirements may introduce a number of data protection issues as individuals’ names, addresses and dates of birth may need to be collected, stored and transmitted. Legal entities will need to be identified with a Legal Entity Identifier (LEI) rather than the existing BIC or FRN
Views: 1357 UnaVista LSEG
MiFID II: A Practical View
 
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Views: 12344 Cordium
MiFID II @ PwC - Implementation Details
 
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This week, we are having a closer look at MiFID II implementation projects from a practical perspective. For further information, please check out: http://www.pwc.com/gx/en/industries/financial-services/regulation/mifid-ii/mifid-ii-european-securities-markets.html http://regulatorycompliance.pwc-tools.de/en/ http://blogs.pwc.de/compliance-fs/
Views: 1899 MiFID II @ PwC
MiFID II Derivatives Infographic
 
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The upcoming revision to the Markets in Financial Instruments Directive (MiFID II) will alter post-trade activities for a range of financial market participants. Firms are now facing the challenge of adapting their middle- and back-office activities to comply with the changes required to post-trade processing by MiFID II from January 2018. Visit http://www.dtcc.com/mifidii
Views: 177 The DTCC
MiFID II’s RTS 28 compliance explained
 
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RTS 28 mandates that investment firms, as part of their best execution obligations, report their top five venues for all trading on behalf of clients. However, there is more to compliance than meets the eye as firms are also required to make an annual public disclosure detailing these order routing practices for retail and professional clients across all asset classes. Our video explains the regulation and steps to compliance.
Views: 118 IHS Markit
Markets in Financial Instruments Directive Top # 12 Facts
 
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Markets in Financial Instruments Directive Top # 12 Facts
Views: 32 Rishika Janaki
Order Record Keeping & Transaction Reporting For MiFID II
 
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Our Guide on MiFID II Clock Synchronization: https://goo.gl/PV62sh MiFID II Transaction Reporting and Order Record Keeping regulations requires precise record keeping of all messages and events involved in transaction life-cycle and reporting of transactions executed. Reportable events such as transmission, receipt of orders, and decisions to trade need to be accurately timestamped and made available to regulators for reporting, either continuously (transaction reports) or on-demand with a 5 year history (order record keeping).
Views: 11938 Corvil
Thomson Reuters - Research Unbundling (MiFID II): Interview with Benjamin Quinlan
 
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Quinlan & Associates' CEO & Managing Partner, Benjamin Quinlan, discusses the impact of MiFID II on the global competitive landscape - including practical implementation challenges for APAC - at the 7th Pan-Asia Thomson Reuters Regulatory Summit in Hong Kong.
Views: 3335 Ben Quinlan
MiFID II for the UK banking industry
 
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In this short video with Munib, he outlines the main points from his presentation, including: The wider regulatory reform agenda The implications MiFID II will have for banks What PwC are seeing in the market now Read the full report at: http://www.pwc.co.uk/banking-capital-markets/issues/mifid_ii-for-the-UK-banking-industry.jhtml
Views: 3644 PwCUK
Mifid II on best execution: explained
 
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Do the new Best Execution requirements outlined in Esma’s Mifid II proposals affect you? Markit’s Tom Conigliaro reveals what buy and sellside firms need to know.
Views: 5135 Markit
Target market, costs and charges for MiFID II investor protection
 
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Find out how ready-packaged data from SIX can offer you a complete set of the information you need for MiFID II investor protection rules, including target market, costs and charges breakdown and complex/non-complex classification.
Views: 574 SIX
Mifid II on best execution: explained
 
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Mifid II’s focus on execution quality has led the industry to shift attention towards fixed income transaction cost analysis. Markit’s Tom Conigliaro explains how to navigate the evolving regulatory framework for fixed income markets.
Views: 603 Markit
TRAction Fintech - Trade Reporting Simplified
 
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TRAction Fintech makes it easy for you to seamlessly report transactions to satisfy EMIR, MiFID II, Best Execution, ASIC rules and other trade reporting requirements. Visit our website at tractionfintech.com.
Views: 5693 TRAction Fintech
How will OTC market participants be affected by MiFID II/MiFIR? (Video 1/4)
 
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The first video in a series of four on OTC trade reporting and systematic internalisers explains, which parts of trading will be left to take outside the organised and regulated trading venues and what consequences OTC market participants would have to face. Further information at www.deutsche-boerse.com/regulatory-services
Views: 1237 Deutsche Börse Group
What does MiFID II entail?
 
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Sergio Fernández-Pacheco, Chief Financial and Operating Officer at azValor, speaks about MiFID II, the new financial regulation that came into force in January 2018. "MiFID is a European directive on markets and financial instruments, and MiFID II is simply an updated version of a regulation which is already in force, but in its initial version. The main purpose of this directive is harmonizing at European level all the regulations affecting financial products and markets, as well as the relationship between investors and the entities providing them investment services. It will affect many aspects of financial activity: marketing, execution, the way in which consultancy services are provided, discretionary portfolio management, transparency… It will have a very significant impact on the industry".
An overview of MiFID
 
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In this video host Julian Hince is joined by Peter Grimmett, Head of Fund Regulatory Development for M&G. Peter looks at how MiFID could affect the business model of firms going forward, focusing on 3 aspects of investor protection; inducements, complex/non complex UCITs and product intervention. To claim your CPD for watching this video, you will need to watch it on M&G's video platform, http://www.iviewtv.com/learning/business-matter­s/ Filmed March 2014 This video has been created for training purposes. All content regarding regulatory development is M&G's interpretation of future legislation, and our view is subject to change without notice. This information should not be regarded as confirmation of how your firm may be specifically impacted by regulatory change or relied upon as legal advice. This presentation is not a financial promotion and should not be regarded as a recommendation or as financial advice. Issued by M&G Securities Limited which is authorised and regulated by the Financial Conduct Authority and provides investment products. The registered office is Laurence Pountney Hill, London, EC4R 0HH. Registered in England No. 90776 Whilst M&G uses every reasonable effort to ensure that the information contained in this video is current and accurate at the date of publication, no warrants are given, whether express or implied, as to the reliability, accuracy or completeness of the information. No Liability is assumed for any use, or misuse, of the information presented in this video.
Views: 18013 M&G Investments
Impact of Regulation MiFID & MiFIR II....
 
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A brief description of how MiFID/MiFIR has evolved and what this means for the financial industry
MiFID II @ PwC - Target Market
 
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Product governance is one of the major topics affected by MiFID II. Today, we will have a closer look at the obligations surrounding the target market definition, which is an important aspect in the context of product governance.
Views: 2879 MiFID II @ PwC
What is MiFID II exactly?
 
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Carsten Kunkel, Head of Regulatory Centre of Excellence explains MiFID II. Learn more on our regulation theme page: http://www.simcorp.com/en/insights/themes/center-of-regulatory-excellence
Views: 3644 SimCorp
The road to MiFID II: joint effort – joint success
 
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On 3 January 2018, the long-awaited overhaul of the Markets in Financial Instruments Directive – MiFID II – finally became a reality. The lead-up was challenging for all involved, but it also inspired stakeholders to find the best solutions together. Learn how Deutsche Börse Group tackled MiFID II – as a strong partner to customers and regulators alike. Read more about MiFID II: http://deutsche-boerse.com/dbg-en/regulation/regulatory-dossiers/mifid-mifir Subscribe to Deutsche Börse Group on ►►YouTube: https://www.youtube.com/user/deutscheboersegroup?sub_confirmation=1 ►► Twitter: http://twitter.com/deutscheboerse ►► LinkedIn: http://www.linkedin.com/company/deutsche-borse ►► Facebook: https://www.facebook.com/DeutscheBoerseAG Visit our website http://www.deutsche-boerse.com
MiFID II LEI Infographic
 
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The upcoming revision to the Markets in Financial Instruments Directive (MiFID II) will alter post-trade activities for a range of financial market participants. Firms are now facing the challenge of adapting their middle- and back-office activities to comply with the changes required to post-trade processing by MiFID II from January 2018. Visit http://www.dtcc.com/mifidii
Views: 161 The DTCC
MiFID II Desk
 
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Members :: Treasury Consulting LLP Pleased to Present Video Titled - " MiFID II Desk ". Video would be covering about our capabilities in MiFID II like Multilateral Trading Facility (MTF), Organized Trading Facility (OTF), Pre Trade Cost Analytics (PTA), Post Trade Cost Analytics (PTA), Pre Trade Transparency (PTT), Post Trade Transparency (PTT) and respective things. You are most welcome to connect with us at 91-9899242978 (Handheld), 91-11-40199774 (Fixed Income KPO), Skype ID - Rahul5327, Twitter @ rahulmagan8, [email protected] or www.treasuryconsulting.in
EU bans commodity market abuse but delays over MiFID 2 compliance | S&P Global Platts
 
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Manipulating commodity markets in the European Union is now a crime, punishable by up to four years in prison. But commodity traders will probably have to wait till next year to find out if they must also comply with the EU's updated markets in financial instruments legislation known as MiFID 2. Siobhan Hall explains how EU financial regulations are impacting commodity traders, and what happens next. Find out more at: http://plts.co/Y2jr303m7Ea
Views: 129 S&P Global Platts
Understanding the Impact of MiFID II: An Introduction
 
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The upcoming revision to the Markets in Financial Instruments Directive (MiFID II) will alter post-trade activities for a range of financial market participants. Firms are now facing the challenge of adapting their middle- and back-office activities to comply with the changes required to post-trade processing by MiFID II from January 2018. Visit http://www.dtcc.com/mifidii
Views: 662 The DTCC
ESMA Open Hearing on MiFID II / MiFIR 19 February 2015 in Paris
 
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Open Hearing on Secondary Markets and Investor Protection Transparency and regulatory reporting: - Transparency of equity and equity-like instruments - Transparency of non-equity instruments - Double volume cap mechanism - Transaction reporting, record-keeping or orders, reference data
MiFID II Masterclass Series, September 2016
 
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Joe Beashel, Head of the Regulatory Risk Management and Compliance Group at Matheson, discusses the key points for MiFID II. Find out more: www.matheson.com/regulatory-risk-management-and-compliance.
Views: 2760 Matheson Law
Deutsche Börse Chief Regulatory Officer on MiFID II go-live
 
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Watch CNBC’s interview with Alexandra Hachmeister, Chief Regulatory Officer, Deutsche Börse Group, touching on the importance of financial stability in uncertain times – especially in light of Brexit, the MiFID II-driven shift to regulated trading spaces, and the implications of the new regulation for global markets. Read more about MiFID II: http://deutsche-boerse.com/dbg-en/regulation/regulatory-dossiers/mifid-mifir Subscribe to Deutsche Börse Group on ►►YouTube: https://www.youtube.com/user/deutscheboersegroup?sub_confirmation=1 ►► Twitter: http://twitter.com/deutscheboerse ►► LinkedIn: http://www.linkedin.com/company/deutsche-borse ►► Facebook: https://www.facebook.com/DeutscheBoerseAG Visit our website http://www.deutsche-boerse.com